UBS’s Reasoning for 2018 Firing of Investment Banker Was Defamatory, Finra Rules

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UBS had accused James Boland and a lieutenant of not informing superiors and compliance officials that they had reclassified a bond the firm was underwriting as a loan.



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Francois Glories/Zuma Press

UBS Group AG’s


UBS 3.06%

rationale for the 2018 firing of a senior investment banker was defamatory and should be expunged…

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