The Securities and Exchange Commission has barred a former advisor from the industry for 10 years for allegedly placing clients in risky, unsuitable investments without their knowledge, causing nearly $2 million in losses.
From mid-2016 through mid-2018, Jacob Glick, of Scottsdale, Ariz., used his discretionary authority to make the transactions without divulging the high level of risk associated with the investments, the SEC alleges.
The…
